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Thomas L. Taylor, III Solely in His Capacity as Court-Appointed Receiver for Kaleta Capital Management, Inc., BusinessRadio Network, L.P. d/b/a/ BizRadio and Daniel Frishberg Financial Services, Inc., d/b/a DFFS Capital Management, Inc. v. Daniel S. Frishberg, Elisea T. Frishberg, Albert F. Kaleta, Barrington Financial Advisors, Inc., and William C. Heath

 
   

Case No. 4:12-cv-1491

 
   
   
   
   
   
   

Court Filings

A comprehensive list of all filings in this lawsuit is available on the website of the United States Courts, Public Access to Court Electronic Records ("Pacer").

 
Date Filed # Docket Text
11/17/2011 1 AMENDED COMPLAINT against All Defendants filed by Thomas L Taylor III.(arrivera, ) (Entered: 05/14/2012)
05/10/2012 3 ORDER SEVERING ANCILLARY ACTION.(Signed by Judge Nancy F. Atlas) Parties notified.(arrivera, ) (Entered: 05/14/2012)
05/04/2012 2 Clerks Notice regarding CMECF notice returned undeliverable from Taylor@tc-lawyers.com on the account of Thomas L Taylor, III. The referenced email address has been removed from this case, filed. (tferguson, ) (Entered: 05/14/2012)
05/26/2012 4 MOTION for Leave to File jury demand by Daniel S Frishberg, filed. Motion Docket Date 6/18/2012. (Frishberg, Aaron) (Entered: 05/26/2012)
06/05/2012 5 ORDER granting 4 Motion for Leave to File.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, ) (Entered: 06/05/2012)
06/06/2012 6 DEMAND for Trial by Jury by Daniel S Frishberg, filed.(Frishberg, Aaron) (Entered: 06/06/2012)
06/08/2012 7 JOINT DISCOVERY/CASE MANAGEMENT PLAN by Barrington Financial Advisors, Inc., William C Heath, filed.(Stanton, Peter) (Entered: 06/08/2012)
08/20/2012 8 MOTION to Compel disclosure by Daniel S Frishberg, filed. Motion Docket Date 9/10/2012. (Attachments: # 1 Exhibit)(Frishberg, Aaron) (Entered: 08/20/2012)
08/22/2012 9 ORDER Initial Conference set for 9/4/2012 at 03:00 PM before Judge Nancy F. Atlas Motion Hearing set for 9/4/2012 at 03:00 PM in Courtroom 9F before Judge Nancy F. Atlas(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, ) (Entered: 08/22/2012)
08/29/2012 10 MOTION to Strike 8 MOTION to Compel disclosure and, Alternatively, Response Thereto by Thomas L Taylor III, filed. Motion Docket Date 9/19/2012. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Taylor, Thomas) (Entered: 08/29/2012)
09/04/2012 11 NOTICE of Appearance by Gene R. Besen on behalf of Thomas L Taylor III, filed. (Besen, Gene) (Entered: 09/04/2012)
09/04/2012 12 MINUTE ENTRY ORDER: Motion hearing held. Appearances: Peter James Stanton, Aaron Frishberg. Ct Reporter: ERO. Docket control order to follow.Motion to Compel Disclosure by Daniel S. Frishberg [Doc. #8] is STRICKEN in accordance with the record in open court (for failure to confer meaningfully with opposing counsel).Motion to Strike Motion to Compel Disclosure and, Alternatively, Response Thereto by Thomas L Taylor III [Doc. #10] is GRANTED in accordance with the record in open court.Discovery rulings as stated on the record in open court.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, ) (Entered: 09/05/2012)
09/04/2012 13 SCHEDULING ORDER. ETT: 3-4 DAYS. Jury. Amended Pleadings due by 10/9/2012. Joinder of Parties due by 10/30/2012 Pltf Expert Report due by 12/19/2012. Deft Expert Report due by 1/21/2013. Discovery due by 2/25/2013. Mediation due by 4/30/2013. Dispositive Motion Filing due by 3/22/2013. Non-Dispositive Motion Filing due by 3/22/2013. Joint Pretrial Order due by 6/26/2013. Docket Call set for 7/18/2013 at 03:00 PM in Courtroom 9F before Judge Nancy F. Atlas(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, ) (Entered: 09/05/2012)
09/29/2012 14 NOTICE re: 13 Scheduling Order,, by Daniel S Frishberg, filed. (Frishberg, Aaron) (Entered: 09/29/2012)
12/19/2012 15 Unopposed MOTION for Extension of Time Extend Deadlines in the Scheduling Order for 30 Days by Thomas L Taylor III, filed. Motion Docket Date 1/9/2013. (Attachments: # 1 Proposed Order)(Besen, Gene) (Entered: 12/19/2012)
12/20/2012 16 ORDER granting 15 Motion for Extension of Time Deft Expert Report due by 2/20/2013. Deft Expert Witness List due by 2/20/2013. Discovery due by 3/27/2013. Dispositive Motion Filing due by 4/22/2013. Joint Pretrial Order due by 7/26/2013. Mediation due by 5/30/2013. Non-Dispositive Motion Filing due by 4/22/2013. Pltf Expert Report due by 1/18/2013. Pltf Expert Witness List due by 1/18/2013. Docket Call set for 8/16/2013 at 03:00 PM in Courtroom 9F before Judge Nancy F. Atlas.(Signed by Judge Nancy F. Atlas) Parties notified.(sbyrum, ) (Entered: 12/20/2012)
02/21/2013 17 MOTION for Approval of Settlement with Albert F. Kaleta by Thomas L Taylor III, filed. Motion Docket Date 3/14/2013. (Attachments: # 1 Exhibit 1 - Settlement Agreement, # 2 Exhibit A to Agreement (Agreed Judgment))(Goforth, Andrew) (Entered: 02/21/2013)
05/22/2013 18 MOTION for Approval of SETTLEMENT WITH BARRINGTON FINANCIAL ADVISORS, INC. AND WILLIAM C. HEATH by Thomas L Taylor III, filed. Motion Docket Date 6/12/2013. (Attachments: # 1 Exhibit A, # 2 Proposed Order)(Goforth, Andrew) (Entered: 05/22/2013)
05/23/2013 19 MOTION for Extension of Time to Extend Deadlines in Scheduling Order [EXPEDITED TREATMENT REQUESTED] by Thomas L Taylor III, filed. Motion Docket Date 6/13/2013. (Attachments: # 1Proposed Order)(Goforth, Andrew) (Entered: 05/23/2013)
05/28/2013 20 ORDER Responses to Motion for Relief from Scheduling Order and Extension of Deadlines due by 6/5/2013.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, ) (Entered: 05/28/2013)
05/31/2013 21 MEMORANDUM AND ORDER. The Court concludes that the Settlement between the Receiver and the Insurance Company is fair, just, and equitable, and overrules the Frishbergs Objections. The Court also approves the Receivers proposed distribution of Settlement proceeds. The Court further concludes that the Settlement between the Receiver and Albert F. Kaleta is fair, just, and equitable. Both Settlements are in the best interest of the Receivership estate and the claimants for distribution of the Estates assets. (Signed by Judge Nancy F. Atlas) Parties notified.(gkelner, ) (Entered: 05/31/2013)
06/02/2013 22 RESPONSE to 19 MOTION for Extension of Time to Extend Deadlines in Scheduling Order [EXPEDITED TREATMENT REQUESTED] filed by Daniel S Frishberg. (Frishberg, Aaron) (Entered: 06/02/2013)
06/07/2013 23 ORDER granting 19 Motion for Extension of Time Deft Expert Report due by 8/9/2013. Discovery due by 9/13/2013. Dispositive Motion Filing due by 10/14/2013. Mediation due by 11/8/2013. Non-Dispositive Motion Filing due by 10/14/2013. Pltf Expert Report due by 7/12/2013. Docket Call set for 1/23/2014 at 02:00 PM in Courtroom 9F before Judge Nancy F. Atlas.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, ) (Entered: 06/07/2013)
07/23/2013 24 MEMORANDUM AND ORDER GRANTED 18 MOTION for Approval of SETTLEMENT WITH BARRINGTON FINANCIAL ADVISORS, INC. AND WILLIAM C. HEATH (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, ) (Entered: 07/23/2013)
07/24/2013 25 CERTIFICATE OF SERVICE by Daniel S Frishberg, filed.(Frishberg, Aaron) (Entered: 07/24/2013)
10/15/2013 26 MOTION for Partial Summary Judgment against Daniel Frishberg by Thomas L Taylor III, filed. Motion Docket Date 11/5/2013. (Goforth, Andrew) (Entered: 10/15/2013)
10/15/2013 27 BRIEF in Support re: 26 MOTION for Partial Summary Judgment against Daniel Frishberg by Thomas L Taylor III, filed.(Goforth, Andrew) (Entered: 10/15/2013)
10/16/2013 28 EXHIBITS re: 26 MOTION for Partial Summary Judgment against Daniel Frishbergby Thomas L Taylor III, filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, #10 Exhibit J, # 11 Exhibit K)(Goforth, Andrew) (Entered: 10/16/2013)
10/16/2013 29 EXHIBITS re: 26 MOTION for Partial Summary Judgment against Daniel Frishbergby Thomas L Taylor III, filed. (Attachments: # 1 Exhibit L (1), # 2 Exhibit L (2), # 3Exhibit L (3), # 4 Exhibit M, # 5 Exhibit N, # 6 Exhibit O, # 7 Exhibit P, # 8 Exhibit Q, # 9 Exhibit R, # 10 Exhibit S, # 11 Exhibit T, # 12 Exhibit U, # 13 Exhibit V, # 14Exhibit W, # 15 Exhibit X, # 16 Exhibit Y)(Goforth, Andrew) (Entered: 10/16/2013)
10/21/2013 30 MOTION for Extension of Time to file response by Defendants Daniel and Elisea, filed. Motion Docket Date 11/12/2013. (sashabranner, 4) Modified on 10/21/2013 (sashabranner, 4). (Entered: 10/21/2013)
10/21/2013 31 ORDER granting 30 Motion for Extension of Time Responses due by 11/15/2013.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 10/21/2013)
11/13/2013 32 MOTION to Modify Scheduling Order re: Mediation by Thomas L Taylor III, filed. Motion Docket Date 12/4/2013. (Goforth, Andrew) (Entered: 11/13/2013)
11/14/2013 33 RESPONSE in Opposition to 32 MOTION to Modify Scheduling Order re: Mediation, filed by Daniel S Frishberg. (Frishberg, Aaron) (Entered: 11/14/2013)
11/15/2013 34 ORDER Motion is GRANTED in part and DENIED in part. TheCourt DENIES Receivers request to relieve the parties from the requirement tomediate. The Court GRANTS Receivers request to extend the time for the partiesto complete mediation. It is accordinglyORDERED that the deadline to complete mediation is EXTENDED toJanuary 23, 2014.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 11/15/2013)
11/16/2013 35 RESPONSE in Opposition to 26 MOTION for Partial Summary Judgment against Daniel Frishberg, filed by Daniel S Frishberg. (Attachments: # 1 Affidavit, # 2 Exhibit, # 3 Affidavit, # 4 Affidavit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit, # 11 Exhibit, # 12 Exhibit, # 13 Exhibit, # 14 Exhibit, # 15 Exhibit, # 16Exhibit, # 17 Exhibit, # 18 Exhibit)(Frishberg, Aaron) (Entered: 11/16/2013)
11/20/2013 36 Unopposed MOTION for Extension of Time Receiver's Reply to Frishberg's Response to Receiver's Motion for Partial Summary Judgment by Thomas L Taylor III, filed. Motion Docket Date 12/11/2013. (Attachments: # 1 Proposed Order)(Goforth, Andrew) (Entered: 11/20/2013)
11/20/2013 37 ORDER granting 36 Motion for Extension of Time. The deadline for the Receiver to reply to Defendant's Response to Receiver's Motion for Partial Summary Judgment Against Daniel S Frishberg 35 is extended to December 2, 2013. (Signed by Judge Nancy F. Atlas) Parties notified.(gkelner, 4) (Entered: 11/20/2013)
12/02/2013 38 REPLY to Response to 26 MOTION for Partial Summary Judgment against Daniel Frishberg, filed by Thomas L Taylor III. (Attachments: # 1 Exhibit A -- Declaration of Gene R. Besen)(Goforth, Andrew) (Entered: 12/02/2013)
12/02/2013 39 MOTION to Strike 35 Response in Opposition to Motion, Declaration of Daniel Frishberg (ECF # 35-3) by Thomas L Taylor III, filed. Motion Docket Date 12/23/2013. (Goforth, Andrew) (Entered: 12/02/2013)
12/11/2013 41 ORDER. In the interests of justice, the Court will grant the Frishbergs a short time to supplement their Rule 56(d) request to add additional information, if any, regarding the topics and need for Taylors deposition. The Frishbergs must file this Rule 56(d) Supplement with the Court by December 18, 2013. Taylor may file any response on or before December 23, 2013. The Court will address this issue in due course. It is so ORDERED. (Signed by Judge Nancy F. Atlas) Parties notified.(gkelner, 4) (Entered: 12/11/2013)
12/15/2013 42 DECLARATION of Aaron Frishberg, filed. (Attachments: # 1 Proposed Order, # 2Proposed Order)(Frishberg, Aaron) (Entered: 12/15/2013)
12/18/2013 43 DECLARATION of Aaron David Frishberg, filed. (Attachments: # 1 Exhibit, # 2Exhibit)(Frishberg, Aaron) (Entered: 12/18/2013)
12/19/2013 44 RESPONSE to 43 Declaration to Supplement Frishbergs' Rule 56(d) Request, filed by Thomas L Taylor III. (Goforth, Andrew) (Entered: 12/19/2013)
01/03/2014 45 ORDER Joint Pretrial Order due by 2/24/2014. Docket Call set for 3/4/2014 at 02:00 PM in Courtroom 9F before Judge Nancy F. Atlas(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 01/03/2014)
01/16/2014 46 Agreed MOTION relief from mediation requirement by Daniel S Frishberg, filed. Motion Docket Date 2/6/2014. (Frishberg, Aaron) (Entered: 01/16/2014)
01/17/2014 47 ORDER Denying 46 Agreed MOTION relief from mediation requirement ( Mediation deadline is extended to 3/4/2014.) (Signed by Judge Nancy F. Atlas) Parties notified.(gkelner, 4) (Entered: 01/17/2014)
02/05/2014 48 MEMORANDUM AND ORDER DENIED 39 MOTION to Strike 35 Response in Opposition to Motion, Declaration of Daniel Frishberg (ECF # 35-3), DENIED 26 MOTION for Partial Summary Judgment against Daniel Frishberg ( Mediation due by 3/24/2014., Notify the Court of Mediator's name and date of mediation due by 2/14/2014, Docket Call set for 3/25/2014 at 03:00 PM in Courtroom 9F before Judge Nancy F. Atlas)(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/05/2014)
02/06/2014 49 ORDER Joint Pretrial Order due by 3/17/2014.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/06/2014)
02/14/2014 50 STATEMENT Regarding Mediation (Agreed) by Thomas L Taylor III, filed.(Goforth, Andrew) (Entered: 02/14/2014)
02/19/2014 51 ORDER REFERRING CASE to Magistrate Magistrate Judge Nancy K. Johnson. Mediation to be completed by March 24, 2014.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/19/2014)
02/20/2014 52 NOTICE of Setting. Parties notified. Settlement Conference set for 3/10/2014 at 10:00 AM in Courtroom 700 before Magistrate Judge Nancy K. Johnson, filed. (sbutler, 4) (Entered: 02/20/2014)
03/10/2014 53 Minute Entry for proceedings held before Magistrate Judge Nancy K. Johnson. SETTLEMENT CONFERENCE held on 3/10/2014. Case settled. Appearances: Aaron Frishberg, Thomas L Taylor, III, Andrew M Goforth.(ERO:Yes), filed.(sbutler, 4) (Entered: 03/11/2014)
03/11/2014 54 ORDER Joint Pretrial Order due by 4/22/2014. Docket Call set for 4/29/2014 at 02:00 PM in Courtroom 9F before Judge Nancy F. Atlas(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 03/11/2014)
04/22/2014 55 NOTICE of Settlement by Thomas L Taylor III, filed. (Goforth, Andrew) (Entered: 04/22/2014)
04/24/2014 56 CONDITIONAL ORDER OF DISMISSAL. Case terminated on 4/24/2014parties must file a motion to approve the settlement by April 30, 2014. Any objection to the settlement must be filed by May 21, 2014.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 04/24/2014)
04/30/2014 57 MOTION for Approval of Settlement by Thomas L Taylor III, filed. Motion Docket Date 5/21/2014. (Attachments: # 1 Exhibit One)(Rumsey, Kathryn) (Entered: 04/30/2014)
06/16/2014 58 MEMORANDUM AND ORDER GRANTED 57 MOTION for Approval of Settlement (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 06/16/2014)
06/16/2014 59 AGREED FINAL JUDGMENT (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 06/16/2014)